- Provide CDD-related support for a portfolio of HNW/UHNW clients, partnering closely with Relationship Managers and internal stakeholders (e.g. Client Lifecycle Management Team, Compliance, Risk stewards etc.) to support onboarding and ongoing profile reviews.
- Draft and complete the end-to-end CDD write-ups for onboarding, periodic reviews, and trigger events (as applicable), covering client profile, ownership/control structure, source of wealth, expected account activity, and risk rationale etc. in line with the Bank’s AML/risk policies, and regulatory requirements.
- Perform KYC documentation collection, validation, and quality checks to ensure completeness, accuracy and consistency of client records, including timely remediation of gaps and exceptions.
- Manage KYC/CDD pipeline and timelines, tracking case progress, coordinating with RMs and relevant stakeholders to meet service level expectations and regulatory deadlines, and providing regular status updates where necessary.
- Ensure all KYC/CDD activities are executed in full compliance with internal / external requirements
Job Requirements
- Bachelor Degree or above in business, finance, related field or equivalent experience
- Proven customer service, communications, sales, mathematical, analytical, organizational, and planning skills
- Good understanding of the major private banking products or services
- Proven experience producing CDD/ KYC narratives for onboarding and/ or periodic reviews within a Bank or FI is an advantage
- Excellent communication skills in Cantonese, Mandarin and English. And basic knowledge of MS applications
- A good team player with drive for success and achievement
- Fresh graduates welcome